Wealth and Investment Management Audit Manager- Executive Director

About this role:

Wells Fargo is seeking a Audit Manager – Executive Director on the Wealth and Investment Management (WIM) Audit Team providing coverage for Banking, Lending & Trust, Wells Fargo Advisors, Wells Fargo Investment Institute, Wells Fargo Private Bank, WIM Advice and Planning, WIM Control, WIM Marketing, and WIM Operations. Learn more about our career areas and lines of business at wellsfargojobs.com.

In this role, you will:

• Manage a team of audit staff to resolve highly complex and unique challenges requiring in depth evaluation across multiple areas or the enterprise, delivering solutions that are long term
• Manage defined audits within one or more segments of the Audit Plan
• Ensure audit engagements are risk based, and executed according to Wells Fargo Audit Services policies and guidance
• Assist in planning and organizing work in an annual cycle and project cycle
• Supervise and oversee assigned audits
• Provide timely feedback, coaching and monitoring of audit work and staff
• Develop and maintain solid business relationships within Wells Fargo Audit Services and with teams across Wells Fargo, and other stakeholders

Required Qualifications:

• 7+ years of Audit, Risk experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Desired Qualifications:

• A BS/BA degree or higher.
• Experience at a financial institution or accounting firm.
• Solid knowledge and understanding of audit or risk methodologies and supporting tools.
• Strong understanding of financial regulatory environment.
• Certification in one or more of the following: CPA, CAMS, CRCM, CIA, CISA, CFIRS or Commissioned Bank Examiner designation
• Experience leading and providing feedback to staff on audit projects or engagements.
• Strong sense of urgency and ability to lead projects/initiatives with high risk and complexity. 
• Experience with Issue Validation and Remediation.
• Excellent verbal, written, and interpersonal communication skills.
• Experience in portfolio management, investment strategy, broker/dealer operations, wealth management, fiduciary and trust services.

Job Expectations:

• Ability to travel up to 20% of the time.
• This position is not eligible for Visa sponsorship

Position is subject to Wells Fargo Advisors Regulatory Compliance Supervision requirements.

Posting End Date: 

*Job posting may come down early due to volume of applicants.

Applicants with Disabilities

To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo.

Drug and Alcohol Policy

Wells Fargo maintains a drug free workplace.  Please see our Drug and Alcohol Policy to learn more.